浙江农业学报 ›› 2022, Vol. 34 ›› Issue (11): 2567-2582.DOI: 10.3969/j.issn.1004-1524.2022.11.25
• 农业经济与发展 • 上一篇
收稿日期:
2021-04-25
出版日期:
2022-11-25
发布日期:
2022-11-29
通讯作者:
郑晶晶
作者简介:
*郑晶晶,E-mail:lijuanguilin6@163.com基金资助:
LI Juan1(), ZHUANG Jincai2, ZHENG Jingjing3,*(
)
Received:
2021-04-25
Online:
2022-11-25
Published:
2022-11-29
Contact:
ZHENG Jingjing
摘要:
在城乡要素共生背景下,为了探寻土地入股多方参与主体的合作机制,从理论层面建立双层多方演化博弈模型,对地方政府、资本下乡企业、农户、集体经济组织4方参与土地入股合作的利益博弈关系进行剖析,得到各方合作的稳定策略,并基于对内蒙古固阳县马铃薯专业合作社的调查,对多方合作演化博弈模型的稳定策略选择进行验证性分析。研究发现,土地增值收益的合理分配、政府的政策奖励、土地入股合作参与主体的心理预期收益,以及对合谋行为的惩罚力度等都对土地入股合作的稳定性产生较大影响。为构建土地入股四方主体的合作机制,提出如下建议:拓展土地入股合作,提高超额收益;提高违约金,降低各方违约的概率;减少额外收益,提高各方合作的稳定性;根据入股比例确定利益分配系数,提高利益分配均衡性;提高政府奖励与农户获取的其他收入,调动各方合作积极性;提高集体经济组织所得酬劳,增强合作积极性;增大对集体经济组织合谋的惩罚,遏制合谋行为的发生。
中图分类号:
李娟, 庄晋财, 郑晶晶. 城乡要素共生背景下的土地入股双层多方利益博弈主体合作机制[J]. 浙江农业学报, 2022, 34(11): 2567-2582.
LI Juan, ZHUANG Jincai, ZHENG Jingjing. Land-shareholding double-layer multi-party interest game cooperation mechanism under background of integration of urban and rural factors[J]. Acta Agriculturae Zhejiangensis, 2022, 34(11): 2567-2582.
策略组合Strategy portfolio | 直接参与主体Directly participating subject | 地方政府Local government |
---|---|---|
合作,鼓励Cooperation, encourage | G+ΔP+A1-C-S | I+S-A1-K |
合作,不鼓励Cooperation, discourage | G+ΔP-C | I |
不合作,鼓励Noncooperation, encourage | G+A1 | I-A1 |
不合作,不鼓励Noncooperation, discourage | G | I |
表1 地方政府与直接参与主体的收益矩阵
Table 1 Income matrix of local governments and direct participating subject
策略组合Strategy portfolio | 直接参与主体Directly participating subject | 地方政府Local government |
---|---|---|
合作,鼓励Cooperation, encourage | G+ΔP+A1-C-S | I+S-A1-K |
合作,不鼓励Cooperation, discourage | G+ΔP-C | I |
不合作,鼓励Noncooperation, encourage | G+A1 | I-A1 |
不合作,不鼓励Noncooperation, discourage | G | I |
策略组合 Strategy portfolio | 资本下乡企业 Capital enterprise | 农户 Farmer | 集体经济组织 Collective economic organization |
---|---|---|---|
合作,合作,鼓励Cooperation, cooperation, encourage | P1+βΔP+A1-C1 | P2+(1-β)ΔP+A2-L-C2 | R1+L |
合作,合作,不鼓励Cooperation, cooperation, discourage | P1+βΔP-C1 | P2+(1-β)ΔP+A2-C2 | R2 |
合作,不合作,鼓励Cooperation, noncooperation, encourage | P1+A1+E-C1 | P2+P4-E | -N |
合作,不合作,不鼓励Cooperation, noncooperation, discourage | P1+E-C1 | P2+P4-E | 0 |
不合作,合作,鼓励Noncooperation, cooperation, encourage | P1+P3-E | P2+E-L-C2 | L-N |
不合作,合作,不鼓励Noncooperation, cooperation, discourage | P1+P3-E | P2+E-C2 | 0 |
不合作,不合作,鼓励Noncooperation, noncooperation, encourage | P1 | P2 | 0 |
不合作,不合作,不鼓励 | P1 | P2 | 0 |
Noncooperation, noncooperation, discourage |
表2 资本下乡企业、农户、集体经济组织在不同策略组合下的收益矩阵
Table 2 Income matrix of capital enterprise, farmer, and collective economic organization under different strategy combinations
策略组合 Strategy portfolio | 资本下乡企业 Capital enterprise | 农户 Farmer | 集体经济组织 Collective economic organization |
---|---|---|---|
合作,合作,鼓励Cooperation, cooperation, encourage | P1+βΔP+A1-C1 | P2+(1-β)ΔP+A2-L-C2 | R1+L |
合作,合作,不鼓励Cooperation, cooperation, discourage | P1+βΔP-C1 | P2+(1-β)ΔP+A2-C2 | R2 |
合作,不合作,鼓励Cooperation, noncooperation, encourage | P1+A1+E-C1 | P2+P4-E | -N |
合作,不合作,不鼓励Cooperation, noncooperation, discourage | P1+E-C1 | P2+P4-E | 0 |
不合作,合作,鼓励Noncooperation, cooperation, encourage | P1+P3-E | P2+E-L-C2 | L-N |
不合作,合作,不鼓励Noncooperation, cooperation, discourage | P1+P3-E | P2+E-C2 | 0 |
不合作,不合作,鼓励Noncooperation, noncooperation, encourage | P1 | P2 | 0 |
不合作,不合作,不鼓励 | P1 | P2 | 0 |
Noncooperation, noncooperation, discourage |
博弈收敛与平衡点 Game convergence and equilibrium point | 资本下乡企业、农户和集体经济组织的策略选择 Strategic choices of capital enterprises, farmers and collective economic organizations |
---|---|
a=1,b=1,c=1 | 合作、合作、鼓励Cooperation, cooperation, encourage |
a=1,b=1,c=0 | 合作、合作、不鼓励Cooperation, cooperation, discourage |
a=1,b=0,c=1 | 合作、不合作、鼓励Cooperation, noncooperation, encourage |
a=1,b=0,c=0 | 合作、不合作、不鼓励Cooperation, noncooperation, discourage |
a=0,b=1,c=1 | 不合作、合作、鼓励Noncooperation, cooperation, encourage |
a=0,b=1,c=0 | 不合作、合作、不鼓励Noncooperation, cooperation, discourage |
a=0,b=0,c=1 | 不合作、不合作、鼓励Noncooperation, noncooperation, encourage |
a=0,b=0,c=0 | 不合作、不合作、不鼓励Noncooperation, noncooperation, discourage |
表3 三方初始状态的空间组合与策略选择
Table 3 Initial state space combination and strategy selection of three parties
博弈收敛与平衡点 Game convergence and equilibrium point | 资本下乡企业、农户和集体经济组织的策略选择 Strategic choices of capital enterprises, farmers and collective economic organizations |
---|---|
a=1,b=1,c=1 | 合作、合作、鼓励Cooperation, cooperation, encourage |
a=1,b=1,c=0 | 合作、合作、不鼓励Cooperation, cooperation, discourage |
a=1,b=0,c=1 | 合作、不合作、鼓励Cooperation, noncooperation, encourage |
a=1,b=0,c=0 | 合作、不合作、不鼓励Cooperation, noncooperation, discourage |
a=0,b=1,c=1 | 不合作、合作、鼓励Noncooperation, cooperation, encourage |
a=0,b=1,c=0 | 不合作、合作、不鼓励Noncooperation, cooperation, discourage |
a=0,b=0,c=1 | 不合作、不合作、鼓励Noncooperation, noncooperation, encourage |
a=0,b=0,c=0 | 不合作、不合作、不鼓励Noncooperation, noncooperation, discourage |
变量 Variable | 数值 Numerical value | 数据来源 Data source |
---|---|---|
P1/yuan | 320 000 | 合作社成立之前各合伙人年收入之和 The sum of the annual income of each partner before the establishment of the cooperative |
P2/yuan | 100 000 | 入股合作社之前各农户家庭种植农作物获取的年收入之和 The sum of the annual household income from planting crops before joining the cooperative |
ΔP/yuan | 1 200 000 | 合作社主营业务收入、其他业务收入和营业外收入之和 The sum of the cooperative’s main business income, other business income and non-operating income |
β | 0.7 | 合伙人共同持有合作社股份的比例 Proportion of cooperative shares held by partners |
P3/yuan | 900 000 | 受心理预期收益影响,合伙人违约而投资其他项目所获得的预期收益 Affected by the psychological expected return, the expected return obtained by the partner defaulting on the investment in other projects |
P4/yuan | 500 000 | 受心理预期收益影响,农户违约而将土地用于其他途径所获得的预期收益 Affected by the psychological expected returns, the expected benefits obtained by farmers defaulting on the use of land for other means |
E/yuan | 150 000 | 合作一方违约所支付的违约金 Liquidated damages paid by the cooperating party for breach of contract |
C1/yuan | 400 000 | 合作社用于修建存储仓库、晾场、道路、水利基础设施,购置农机设备,引进分层施肥、生物菌剂应用等先进技术等的费用 Expenditures of cooperatives on construction of storage warehouses, drying yards, roads, water conservancy infrastructure, and purchase of agricultural machinery and equipment, and application of advanced technologies such as layered fertilization and biological agents |
C2/yuan | 140 000 | 农户处理土地入股合作协商事宜的经费、支付给土地价值评估机构的酬劳 Funds paid by farmers on negotiation of land shareholding cooperation, and the remuneration paid to the land value assessment agency |
A1/yuan | 250 000 | 合作社获得的省级财政扶持资金,包括财政补贴、财政转移支付、税收优惠、政策奖励等 The provincial financial support funds obtained by cooperatives, including financial subsidies, fiscal transfer payments, tax incentives, policy incentives, etc |
A2/yuan | 150 000 | 农户外出务工所获收入和成为合作社雇佣员工所获收入 Income of farmers from outdoor labor, income from becoming employees of cooperatives |
L/yuan | 200 000 | 村集体从农户手中获取的红利分成收益 The dividend sharing income obtained by the village collective from the farmers |
R1/yuan | 300 000 | 村集体因吸引马铃薯加工企业、科研机构前来投资建立加工厂、研究基地所获得的收益,合作社给予的灰色收益 The income obtained by the village collective by attracting potato processing enterprises and scientific research institutions to invest in the establishment of processing plants and research bases, and grey income from cooperatives |
R2/yuan | 350 000 | 受心理预期收益影响,村集体不支持合作并将土地用于其他项目所得的土地转让收益 Affected by the psychological expected benefits, the income obtained by the village collective from land transfer other than supporting cooperation |
N/yuan | 100 000 | 村集体出现合谋行为所受到的惩罚Punishment for collusion in the village collective |
表4 内蒙古固阳县马铃薯专业合作社的变量数值
Table 4 Numeric value of variables of potato cooperatives in Guyang County, Inner Mongolia
变量 Variable | 数值 Numerical value | 数据来源 Data source |
---|---|---|
P1/yuan | 320 000 | 合作社成立之前各合伙人年收入之和 The sum of the annual income of each partner before the establishment of the cooperative |
P2/yuan | 100 000 | 入股合作社之前各农户家庭种植农作物获取的年收入之和 The sum of the annual household income from planting crops before joining the cooperative |
ΔP/yuan | 1 200 000 | 合作社主营业务收入、其他业务收入和营业外收入之和 The sum of the cooperative’s main business income, other business income and non-operating income |
β | 0.7 | 合伙人共同持有合作社股份的比例 Proportion of cooperative shares held by partners |
P3/yuan | 900 000 | 受心理预期收益影响,合伙人违约而投资其他项目所获得的预期收益 Affected by the psychological expected return, the expected return obtained by the partner defaulting on the investment in other projects |
P4/yuan | 500 000 | 受心理预期收益影响,农户违约而将土地用于其他途径所获得的预期收益 Affected by the psychological expected returns, the expected benefits obtained by farmers defaulting on the use of land for other means |
E/yuan | 150 000 | 合作一方违约所支付的违约金 Liquidated damages paid by the cooperating party for breach of contract |
C1/yuan | 400 000 | 合作社用于修建存储仓库、晾场、道路、水利基础设施,购置农机设备,引进分层施肥、生物菌剂应用等先进技术等的费用 Expenditures of cooperatives on construction of storage warehouses, drying yards, roads, water conservancy infrastructure, and purchase of agricultural machinery and equipment, and application of advanced technologies such as layered fertilization and biological agents |
C2/yuan | 140 000 | 农户处理土地入股合作协商事宜的经费、支付给土地价值评估机构的酬劳 Funds paid by farmers on negotiation of land shareholding cooperation, and the remuneration paid to the land value assessment agency |
A1/yuan | 250 000 | 合作社获得的省级财政扶持资金,包括财政补贴、财政转移支付、税收优惠、政策奖励等 The provincial financial support funds obtained by cooperatives, including financial subsidies, fiscal transfer payments, tax incentives, policy incentives, etc |
A2/yuan | 150 000 | 农户外出务工所获收入和成为合作社雇佣员工所获收入 Income of farmers from outdoor labor, income from becoming employees of cooperatives |
L/yuan | 200 000 | 村集体从农户手中获取的红利分成收益 The dividend sharing income obtained by the village collective from the farmers |
R1/yuan | 300 000 | 村集体因吸引马铃薯加工企业、科研机构前来投资建立加工厂、研究基地所获得的收益,合作社给予的灰色收益 The income obtained by the village collective by attracting potato processing enterprises and scientific research institutions to invest in the establishment of processing plants and research bases, and grey income from cooperatives |
R2/yuan | 350 000 | 受心理预期收益影响,村集体不支持合作并将土地用于其他项目所得的土地转让收益 Affected by the psychological expected benefits, the income obtained by the village collective from land transfer other than supporting cooperation |
N/yuan | 100 000 | 村集体出现合谋行为所受到的惩罚Punishment for collusion in the village collective |
[1] | 冯小. 资本下乡的策略选择与资源动用: 基于湖北省S镇土地流转的个案分析[J]. 南京农业大学学报(社会科学版), 2014, 14(1): 36-42. |
FENG X. Strategies of capital allocation to countryside and use of resources: a case study of S town in Hubei Province[J]. Journal of Nanjing Agricultural University (Social Sciences Edition), 2014, 14(1): 36-42. (in Chinese with English abstract) | |
[2] | 黄祖辉, 王朋. 农村土地流转: 现状、问题及对策: 兼论土地流转对现代农业发展的影响[J]. 浙江大学学报(人文社会科学版), 2008, 38(2): 38-47. |
HUANG Z H, WANG P. Farmland transfer and its impacts on the development of modern agriculture: status, problems and solutions[J]. Journal of Zhejiang University (Humanities and Social Sciences), 2008, 38(2): 38-47. (in Chinese with English abstract) | |
[3] |
XU Y F, CHAO X L. Dynamic pricing and inventory control for a production system with average profit criterion[J]. Probability in the Engineering and Informational Sciences, 2009, 23(3): 489-513.
DOI URL |
[4] | 冯曦. 家庭土地承包经营权入股公司的法律建构: 基于公司双重资本制[J]. 法学杂志, 2013, 34(2): 123-131. |
FENG X. Discussion on the rules of the right to the family contracted management of land as the contribution of the corporation: basing on dual capital system[J]. Law Science Magazine, 2013, 34(2): 123-131. (in Chinese with English abstract) | |
[5] | 涂圣伟. 工商资本下乡的适宜领域及其困境摆脱[J]. 改革, 2014(9): 73-82. |
TU S W. The suitable field and getting rid of the dilemma of industrial and commercial capital into rural area[J]. Reform, 2014(9): 73-82. (in Chinese with English abstract) | |
[6] | 谢家银. 农村土地承包经营权入股的价值考量与风险防范[J]. 广西社会科学, 2015(3): 85-88. |
XIE J Y. Value consideration and risk prevention of rural land contracted management rights[J]. Guangxi Social Sciences, 2015(3): 85-88. (in Chinese) | |
[7] | SCHWARZWALDER B, RIEDINGER J M, PROSTERMAN R, et al. Update on China’s rural land tenure reforms: analysis and recommendations based on a seventeen-province survey[J]. Columbia Journal of Asian Law, 2019, 16(1): 41-60. |
[8] | 罗必良, 何应龙, 汪沙, 等. 土地承包经营权: 农户退出意愿及其影响因素分析: 基于广东省的农户问卷[J]. 中国农村经济, 2012(6): 4-19. |
LUO B L, HE Y L, WANG S, et al. Land contract management rights: analysis of farmers’ willingness to withdraw and its influencing factors: based on farmers’ questionnaire in Guangdong Province[J]. Chinese Rural Economy, 2012(6): 4-19. (in Chinese) | |
[9] | ZHU K L, PROSTERMAN R, YE J P, et al. The rural land question in China: analysis and recommendations based on a seventeen-province survey[J]. New York University Journal of International Law & Politics, 2006, 46(2): 761-794. |
[10] | PROSTERMAN R L. Land reform lessons for Asia’s giants[J]. Far Eastern Economic Review, 2009, 172(10):52-53. |
[11] | 张海洋, 平新乔. 土地流转、信息甄别与农村信用社贷款定价[J]. 世界经济, 2012, 35(3): 68-88. |
ZHANG H Y, PING X Q. Land circulation, information screening and rural credit union loan pricing[J]. The Journal of World Economy, 2012, 35(3): 68-88. (in Chinese) | |
[12] | 宋戈, 林彤. 东北粮食主产区农村土地承包经营权规模化流转定价机制研究: 以黑龙江省克山县为例[J]. 中国土地科学, 2016, 30(6): 44-51. |
SONG G, LIN T. Research on the price mechanism for use rights scale transfer of agricultural land in northeast major grain producing region: taking Keshan as an example[J]. China Land Sciences, 2016, 30(6): 44-51. (in Chinese with English abstract) | |
[13] | 张赟. 农村电商发展现状研究: 以新余市分宜县为例[J]. 现代农业研究, 2020, 26(8): 60-61. |
HANG Y. A study on the development of rural E-commerce: taking Fenyi County of Xinyu City as an example[J]. Modern Agriculture Research, 2020, 26(8): 60-61. (in Chinese with English abstract) | |
[14] | 吴义茂, 吴越. 土地承包经营权入股有限责任公司问题研究: 以农民股东与非农民股东的利益冲突及其平衡为视角[J]. 南京农业大学学报(社会科学版), 2012, 12(3): 73-80. |
WU Y M, WU Y. Legal issues in pooling contracted management right to rural land into limited liability company: from the perspective of interests conflicts and balance between farmer shareholders and non-farmer shareholders[J]. Journal of Nanjing Agricultural University (Social Sciences Edition), 2012, 12(3): 73-80. (in Chinese with English abstract) | |
[15] | 林乐芬, 顾庆康. 农民专业合作社对农地经营权抵押贷款潜在需求及影响因素分析[J]. 中国土地科学, 2017, 31(7): 28-36. |
LIN L F, GU Q K. Farmers cooperatives’ potential demand and its influencing factors of rural land management right mortgage[J]. China Land Sciences, 2017, 31(7): 28-36. (in Chinese with English abstract) | |
[16] | 蔡思瑾. 从博弈的视角看农村土地承包经营权作价入股涉农公司[J]. 农技服务, 2016, 33(4): 30-32. |
CAI S J. From the perspective of game theory, the pricing of rural land contract management rights into agriculture-related companies[J]. Agricultural Technology Service, 2016, 33(4): 30-32. (in Chinese) | |
[17] |
EFTHYVOULOU G. Political cycles under external economic constraints: evidence from Cyprus[J]. Journal of Economics and Business, 2011, 63(6): 638-662.
DOI URL |
[18] | 张紧跟. 公民参与地方治理的制度优化[J]. 政治学研究, 2017(6): 91-102. |
ZHANG J G. Institutional optimization of citizen participation in local governance[J]. CASS Journal of Political Science, 2017(6): 91-102. (in Chinese with English abstract) | |
[19] | 吴莹. 空间变革下的治理策略: “村改居”社区基层治理转型研究[J]. 社会学研究, 2017, 32(6): 94-116. |
WU Y. Governance strategies under spatial change: a study on the grassroots governance transformation of the “village-turned-community”[J]. Sociological Studies, 2017, 32(6): 94-116. (in Chinese with English abstract) | |
[20] | 阿儒涵, 李晓轩. 我国政府科技资源配置的问题分析: 基于委托代理理论视角[J]. 科学学研究, 2014, 32(2): 276-281. |
A R H, LI X X. A study on the problems of government scientific research funding: from the perspective of agent theory[J]. Studies in Science of Science, 2014, 32(2): 276-281. (in Chinese with English abstract) | |
[21] | 林乐芬, 马艳艳. 土地股份化进程中农户行为选择及影响因素分析: 基于1007户农户调查[J]. 南京农业大学学报(社会科学版), 2014, 14(6): 70-79. |
LIN L F, MA Y Y. Analysis of farmers behavior choices and affecting factors in the process of rural land demutualization[J]. Journal of Nanjing Agricultural University (Social Sciences Edition), 2014, 14(6): 70-79. (in Chinese with English abstract) | |
[22] | 杨秀琴. 国有闲置土地的防范、处置与监管机制[J]. 山西农经, 2020(8): 4-6. |
YANG X Q. Prevention, disposal and supervision mechanism of state-owned idle land[J]. Shanxi Agricultural Economy, 2020(8): 4-6. (in Chinese) | |
[23] | 卓志, 段胜. 中国巨灾保险制度: 政府抑或市场主导? : 基于动态博弈的路径演化分析[J]. 金融研究, 2016(8): 85-94. |
ZHUO Z, DUAN S. Who can dominant Chinese catastrophe insurance construction and development: government or market: based on dynamic path dependence evolutionary analysis[J]. Journal of Financial Research, 2016(8): 85-94. (in Chinese with English abstract) | |
[24] | 罗琦, 伍敬侗. 控股股东代理与股利生命周期特征[J]. 经济管理, 2017, 39(9): 167-179. |
LUO Q, WU J T. Agency problem of controlling shareholder and life-cycle characteristic of dividend[J]. Business Management Journal, 2017, 39(9): 167-179. (in Chinese with English abstract) |
No related articles found! |
阅读次数 | ||||||||||||||||||||||||||||||||||||||||||||||||||
全文 474
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||
摘要 187
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||